Anne assists investment companies, investment advisers, and private funds in navigating the intricate rules and regulations of the Investment Company Act of 1940 and the Investment Advisers Act of 1940.
This includes counseling her clients on fund structure and compliance with, and exemptions from, those acts.
Before joining the firm, Anne worked as an attorney adviser for the U.S. Small Business Administration, where she employed creditors’ rights, secured transactions and evaluated default loans.
- 2023 BDC Roundtable, April 11 - 12, 2023
Publications
- Corporate Secretary's Answer Book, Updated Annually, Aspen Publishers
- Member, American Bar Association
- District of Columbia
- Virginia
- B.S., Duke University
- J.D., George Mason University School of Law
Latest Insights
- InsightsWebinar: BDCs and registered closed-end funds in 2024
- InsightsSBA modernizes the SBIC program
- InsightsSEC finalizes highly controversial private fund adviser rule set – a quick review of where things landed
- InsightsSEC seeks to finalize highly controversial private fund adviser ruleset – What we are looking out for
- InsightsSEC adopts new rules to expand public company disclosure relating to cybersecurity by year end
- InsightsSEC adopts rules to expand, modernize share repurchase disclosure
- InsightsSEC proposes sweeping revisions to Advisers Act Custody Rule
- InsightsCould the SBA be making changes to the SBIC program?
- InsightsSEC adopts “clawback” rules for erroneously awarded executive compensation
- InsightsSEC adopts significant changes to shareholder reports for N-1A filers and amendments to investment company advertising rules
- InsightsSEC proposes service provider oversight requirements for investment advisers
- InsightsSEC proposes amendments to expand the reach of the fund “Names Rule,” with a specific focus on ESG
- InsightsComing soon: Structure data requirements for investment companies
- InsightsDiversity boost in the boardroom: SEC approves Nasdaq’s new rules to spark increased board diversity
- InsightsSigh of relief: SEC extends position on temporary co-investment relief for BDCs
- InsightsCareer development, mentorship, and challenges
- InsightsSEC modernizes valuation practices
- InsightsUpdates on temporary exemptive relief: SEC provides continued relief for BDCs regarding in-person board meetings and co-investment
- InsightsDiversity boost in the boardroom: Nasdaq proposes new rules to spark increased board diversity for listed companies
- InsightsSEC creates fast track for exemptive applications
Latest News
- NewsEversheds Sutherland elects nine new US partners