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Codes of Conduct; Personal Securities Trading

November 3, 2010

Financial Services Industry Regulatory Compliance and Ethics Forum 2010

Sutherland Partner Clifford E. Kirsch is speaking at the Financial Services Industry Regulatory Compliance and Ethics Forum 2010, on November 3, 2010, in New York, New York. Cliff will be presenting "Codes of Conduct; Personal Securities Trading."

During this forum, a distinguished faculty of practitioners and regulators will review the major regulations and current examination and enforcement actions to give attendees a multi-faceted perspective on requirements and best practices in this area.

For more information and to register for the event, click here.

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Adam C. Pollet, Associate
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