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Financial Services Institute

January 1, 2008

Sutherland is proud to be a 2008-2009 Law Firm Sponsor of the Financial Services Institute (FSI).  FSI was formed in January 2004 as an advocacy and membership organization for independent broker-dealers and independent financial advisors.  Broker-dealers, as support organizations for financial advisors, and their affiliated advisors have an important place in the broad spectrum of companies that deliver financial products, advice, guidance, education, and services to Americans.  FSI is committed to preserving the valuable role that independent broker-dealers and independent advisors play in helping Americans plan for and achieve their financial goals.  Of primary importance to that goal is helping to make sure the organization's members operate in a regulatory environment that is fair, balanced, and free from unintended consequences.

For more information about this organization, click here.

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click to watch Videocast: FINRA’s 2016 Disciplinary Program:  “YUUUGE” Fines May Propel 2016 to Record-Setting Year
Videocast: FINRA’s 2016 Disciplinary Program:  “YUUUGE” Fines May Propel 2016 to Record-Setting Year
Washington, DC
Adam C. Pollet, Associate
Washington, DC
© 2017 Eversheds Sutherland (US) LLP
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