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Code of Ethics and Personal Trading

February 28, 2005 - March 1, 2005

IA Compliance Best Practices Summit

Sutherland partner Bibb Strench spoke at the Seventh Annual IA Compliance Best Practices Summit in Washington, D.C. on February 28, 2005. Bibb sat on a panel discussion entitled "Code of Ethics and Personal Trading" and discussed how to implement best practices in the critical areas of standards of conduct for "supervised persons," restrictions on employee trading, whistleblower provisions, and approaches to identify conflicts of interest. 

For more information, please visit http://www.iaweek.com/conferences/compliance.

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Adam C. Pollet, Associate
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