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A Year in Review

May 10, 2012

ICI Compliance Programs Conference 

On May 10, 2012, Sutherland Partner John H. Walsh is speaking at the ICI Mutual Fund Compliance Programs Conference in Washington, D.C. On the kick-off panel, "A Year in Review," John joins industry experts to discuss challenges that new rules issued by the SEC and FINRA have presented and how they have been addressed.

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Eversheds Sutherland is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

click to watch Videocast: FINRA’s 2016 Disciplinary Program:  “YUUUGE” Fines May Propel 2016 to Record-Setting Year
Videocast: FINRA’s 2016 Disciplinary Program:  “YUUUGE” Fines May Propel 2016 to Record-Setting Year
Washington, DC
Adam C. Pollet, Associate
Washington, DC
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