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Outside Business Activities

October 5, 2009 - October 7, 2009

NSCP 2009 National Membership Meeting

Sutherland Partner Holly H. Smith is speaking at the National Society of Compliance Professionals (NSCP) 2009 National Membership Meeting, October 5-7, 2009, at the Philadelphia Marriott Downtown in Philadelphia, Pennsylvania. Holly is part of a panel on "Outside Business Activities." The panel will discuss: reportable – the what, why and how; the "what if game" – what if it’s nonprofit? passive activities or securities; the independent contractor challenges and supervision; responsibilities for due diligence; and best practices for review, approval and supervision.

Sutherland is also a proud sponsor of the conference, which brings together broker-dealers, investment advisers and hedge fund managers to discuss the current issues facing compliance professionals. The NSCP is a nonprofit, membership organization dedicated to serving and supporting compliance officials in the securities industry.

For more information and to register for this event, click here.

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Eversheds Sutherland is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

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Videocast: FINRA’s 2016 Disciplinary Program:  “YUUUGE” Fines May Propel 2016 to Record-Setting Year
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Adam C. Pollet, Associate
Washington, DC
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