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Sutherland Partners James M. Cain, Susan S. Krawczyk, S. Lawrence Polk, Brian L. Rubin and W. Mark Smith are speaking at a Securities Symposium on April 21, 2009, in Boston, Massachusetts. This program, hosted by Sutherland, is for attorneys and compliance officers with broker-dealers and investment advisers.
The topics of discussion will include: how to handle regulators; retirement market developments; securities litigation; developments affecting distribution and sales practices; derivatives: lessons from Lehman, new trading platforms and the specter of additional regulation; "hot topics" in the enforcement arena; and current financial crisis: where are we headed?
There is no cost to attend this program. Breakfast and lunch will be served. For more information and to register for this event, click here.