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The SEC Study Regarding Obligations of Brokers, Dealers, and Investment Advisers: What Does it Mean for Investors, Firms, Brokers, and Advisers?

February 10, 2011

Sutherland Partner Michael B. Koffler is participating in a panel discussion and webcast on February 10, 2011 hosted by the New York Law School and The Committee for the Fiduciary Standard. The panel will discuss "The SEC Study Regarding Obligations of Brokers, Dealers, and Investment Advisers: What Does it Mean for Investors, Firms, Brokers, and Advisers?" The panelists include a representative from FINRA and a former SEC director.

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