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Sutherland Partner Brian L. Rubin will participate in a Webinar on July 18, 2011 entitled "Who’s Minding The Store? Liability of Compliance & Legal Officers." The Webinar will focus on CCO liability and its effect on firms. Brian will discuss the recent SEC/FINRA cases imposing supervisory liability, steps to take to avoid supervisory liability and what to do when problems arise in your firm.
To view this presentation, please click here.