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Sutherland's attorneys counsel on compliance with the Advisers Act.

DescriptionWe work with and advise clients to maintain ongoing compliance with the requirements of the Investment Advisers Act of 1940, including the development of compliance policies and procedures, risk identification, mock SEC audits and internal appraisal of compliance systems, and the design of forensic testing. We also advise our clients in developing personnel training modules and live training sessions, undertaking annual Rule 206(4)-7 compliance reviews and Rule 38a-1 reviews as it relates to advisers, maintaining procedures around sub-adviser and third-party vendor oversight, and implementing supervision systems, controls and practices.
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Eversheds Sutherland is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

click to watch Videocast: Eversheds Sutherland SALT Scoreboard – 2016 Year in Review
Videocast: Eversheds Sutherland SALT Scoreboard – 2016 Year in Review
Washington, DC
Washington, DC
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Experience - Sutherland's attorneys counsel on compliance with the Advisers Act.
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