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Private Advisers Face Annual Reviews

February 14, 2013

Sutherland Partners Michael Koffler and John H. Walsh were quoted extensively in a recent article in Compliance Intelligence discussing issues facing CCO’s preparing for their first Annual Review.

The article is a summary of a recent webinar from Sutherland’s Private Funds Team titled "Hot Topics in Compliance for Private Fund Advisers: Annual Review" which offers best practices, compliance tips, and common pitfalls to avoid for newly registered private fund advisers. 

View the full article. (Subscription required)

Listen to a recording of the webinar here.

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Adam C. Pollet, Associate
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