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April 19, 2010 - April 22, 2010
NRS Education’s 25th Annual Spring Investment Adviser and Broker-Dealer Compliance Conference
Sutherland Partner Brian L. Rubin is speaking at NRS Education’s 25th Annual Spring Investment Adviser and Broker-Dealer Compliance Conference, April 21-22, 2010, in Fort Lauderdale, Florida. Brian will be presenting on two topics: "Developments in Broker-Dealer Advertising" and "Changing Landscape of Broker-Dealer Branch Office Audits."
The conference examines regulatory developments and industry best practices for investment adviser and broker-dealer legal/compliance professionals. Legal, regulatory and industry experts will explain new regulations issued by federal, state and SRO regulatory agencies.
For more information and to register for this event, click here.